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State of Wisconsin

Department of Financial Institutions

Professional Registration

DFI 551.202(26) Issuer Exemption Notice Filing pre-2018

Page 1 Issuer
Name of Issuer:
Common Man Brewing, Inc.
Street Address of Issuer:
Address Line 1:
205 S. Grant St
Address Line 2:
City:
Ellsworth
State:
WI
Zip:
54011
Website Address of Issuer:
Page 2 Contact Information
Contact Person:
First Name:
Russell
Middle Name:
Last Name:
Korpela
Organization:
Common Man Brewing, Inc.
Title:
CRD #:
Address:
Address Line 1:
205 S Grant St
Address Line 2:
City:
Ellsworth
State:
Wisconsin
Zip:
54011
Phone Number:
7158211021
Email Address:
russ@commonmanbrewing.com
Page 3 Documents
Documents to be uploaded:
Disclosure Document (PDF format):
Escrow Agreement (PDF format):
Financial Audit (PDF format):
Page 6 Notice Claim
On behalf of the Issuer, you represent that the following checked statements are true:
The issuer of the security is a business entity organized under the laws of this state and authorized to do business in this state. [see Wis. Stats. Sec. 551.202(26)(a)]
Yes
The transaction meets the requirements of the federal exemption for intrastate offerings in section 3(a)(11) of the Securities Act of 1933 (15 USC 77c(a)(11)) and Rule 147 adopted under the Securities Act of 1933 (17 CRF 230.147). [see Wis. Stats. Sec. 551.202(26)(b)]
Yes
The sum of all cash and other consideration to be received for all sales of the security, excluding sales to any accredited investor, certified investor, or institutional investor, does not exceed the amounts specified in Wis. Stats. Sec. 551.202(26)(c).
Yes
The issuer will not accept more than $10,000 from any single purchaser unless the purchaser is an accredited investor or certified investor. [see Wis. Stats. Sec. 551.202(26)(d)]
Yes
The offering is being made exclusively through one or more Internet sites and each Internet site is registered with the Division of Securities. [see Wis. Stats. Sec. 551.202(26)(e)]
Yes
The offering of securities under this exemption will commence not less than 10 days after this notice filing. [see Wis.Stats. Sec. 551.202(26)(f)]
Yes
The issuer is conducting an offering in reliance on the exemption under Wis. Stats. Sec. 551.202(26), and therefore submits this notice of claim of exemption from registration, accompanied by the filing fee of $50.
Yes
The issuer is not, either before or as a result of the offering, an investment company, as described in Wis. Stats. Sec. 551.202(26)(g).
Yes
No offer or sale of a different class or series of security has been made by the issuer in reliance on the exemption under Wis. Stats. Sec. 551.202(26) or (27) during the immediately preceding 12-month period. [see Wis. Stats. Sec. 551.202(26)(m)]
Yes
Submitted By:
Russell Korpela