Branch Office Filing
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Action Links
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Filing Fee
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Requirements
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Late Fees
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Tutorials
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View Open Branch List
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Free
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Not Applicable
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File New Branch
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$80
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- Firm IARD#
- Payment via credit card (Visa, MasterCard or American Express) or E-Check using a checking or savings account
- Branch CRD# (if applicable)
- Branch Address
- Opening Date
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$100, if filed more than 14 days beyond the effective date
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File New Branch
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Close Existing Branch
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Free (late fees may apply)
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- Firm IARD#
- If late, payment via credit card (Visa, MasterCard or American Express) or E-Check using a checking or savings account
- Closing Date
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$100, if filed more than 14 days beyond the effective date
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Close Existing Branch
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Address Change for Existing Branch
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Free (late fees may apply)
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- Firm IARD#
- If late, payment via credit card (Visa, MasterCard or American Express) or E-Check using a checking or savings account
- Address Change Effective Date
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$100, if filed more than 14 days beyond the effective date
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Address Change for Existing Branch
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Branch office renewals are only available toward the end of the calendar year.
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$80 per branch
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- Firm IARD#
- Payment via credit card (Visa, MasterCard or American Express) or E-Check using a checking or savings account
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Renewal
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Pay Late Fee
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$100
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Not Applicable
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Pending Changes
Changes that are filed on this site may not be reflected immediately. If you do
not see your changes, please be patient, they may be pending processing at DFI.
Complete your Filing Today
Please complete your filing by paying for it on the day that you start it. The Branch
Office Filing shopping carts that are not paid for are cleared out every night.
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